[itroundtable] LEAD: Compliance Assoc - Fin Svcs - NYC - to 100k - AML

 

Job Description                   A Broker Dealer located in New York City is looking for a Compliance Associate to work in the Compliance Department.                                                     Responsibilities:                                                      Candidate will work in the Compliance Department and report directly to the Compliance Department.                                                      Will be responsible for the AML activity of the firm.                                                      Will be responsible to audit the OSJ offices once a year.   Skills Required                      Must have some trading desk surveillance background.                                                       Should have some experience auditing branch offices.                                                        Should have other compliance experience from working in a Compliance Department.                                                        Should have AML experience.                                                         Regulatory experience is a plus.                                                          Series 7 and 24 are a plus.                                                           Candidate should have 5-10 years experience working in the compliance area of a Broker Dealer.   Salary Range                              This is a full time position which will pay up to 100k plus a bonus.   How To Apply                            Contact Tony Savoca at Momentum Resource Solutions at asavoca@momentumrs.com and then call him at 732-738-0929.                                                                             Tony Savoca Vice President Director of Financial Services Momentum Resource Solutions 1090 King Georges Post Road Edison, NJ 08837 732-738-4700 MIS Ntwk Assoc Mtg Dates: Aug 2nd - Tues Reg Mtg - 6 pm - Berman Larson Kane Offices, Paramus - DO NOT use GPS for directions - Get dir from BLK site - Bring 15 copies of your resume Aug 30 - Tues - No Meeting Labor Day Holiday Sept 6 - Tues - No Meeting Labor Day Holiday

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