Tuesday, April 12, 2011

[itroundtable] LEAD: Bus Sys Anal - NYC - Banking - F/T - Regulatory Tech

 

Terry Welsh
Managing Director-North America
Concepts in Staffing
TERRY@CISNY.COM

212/293-4432 

  Title:Business Systems Analyst – Regulatory Technology

Organization Name:               Electronic Trading Technology

 ·        In-depth understanding of cash equities trading and trading platforms, and a solid understanding of the US equities markets 

·        Understanding of supervisory roles on a cash trading desk and an understanding of the governing rules of the various domestic trading bodies: FINRA, OCC and the SEC

·        Excellent verbal and written communication skills; candidates will be asked to present examples of business requirements that they have created

·        Strong knowledge of the application development lifecycle.  Experience working within a traditional, formal development methodology as well as within a formal QA environment

·        Experience with fidessa or other such order management systems is a plus

·        Experience with OATS, OTS and Trade (TRF) Reporting is a plus

s:

·        Develop an open, honest and amicable relationship with compliance and supervision personnel

·        Establish and maintain a consulting, yet practical rapport with user community

·        Understand current business objectives and business processes followed by participation in defining business requirements and functional definition of systems to support the business

·        Interface with a wide variety of the business community, including Sr. Management, traders, sales people, compliance, middle office, back office support, legal, and visiting regulators and auditors

·        Create detailed and clear business requirements for the Cash Trading Technology and Portfolio Trading Technology teams, as well as take lead roles on projects and initiatives throughout the project life cycle

·        Collaborate with the technical staff in Applications, Engineering, and Operations to build strong technical designs and reports

·        Participate in all phases of application development or application integration projects including feasibility, evaluation, project estimation, requirement recommendations, functional specification, technical design, test planning and test execution, implementation planning, and turnover to production.

·        Manage and prioritize among many development and implementation tasks

·        Manage work flow and deliver superior work quality in a timely manner

·        Provide regular and frequent status and information to team leads and management

·        Maintain and enhance existing business and system documentation

·        Maintain, create and enhance documentation used in compliance and legal documentation

·        Maintain and create system documentation for use in regulatory exams and audits

·        Maintain, create and design report documentation for use by compliance and supervision

·        Demonstrate initiative in identifying and resolving issues relating to business, compliance and technology as well as participate on teams and committees

·        Ability to coach and mentor less senior BAs in the area of business process engineering, work flow analysis, system analysis, use case and test plan development

 

MIS Ntwk Assoc Mtg Dates:

April 12th - Tues Reg Mtg - 6 pm - Berman Larson Kane Offices, Paramus - DO NOT use GPS for directions - Bring 15 copies of your resume

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