Saturday, March 27, 2010

[itroundtable] LEAD: Compliance BA - NYC - Contract RTH

 

 

Hello,

My name is Elizabeth Kurian, I'm a Sr. Technical Recruiter with Software Guidance & Assistance.  I saw your profile and wanted to contact you regarding your current work situation.   If you are currently looking and available please email me your word resume and the best number to reach you.  Please take a look at the position listed below and let me know if this is something that interests you.   
Job # : 10-01109
Job Title : Compliance Business Analyst
Job Location :  New York, NY 10010
Position Type : Right To Hire
Job Description :

One of SGA's major financial clients is looking for a Business Analyst to handle compliance requirements for multiple business areas. 

Position Description:

 

  • Facilitate business requirements gathering and scope definition process together with Business Users (including data requirements, report and query requirements, etc). 
  • Work closely with Legal & Compliance, the business and IT - to ensure that detailed design meets business requirements specs.
  • Produce functional and non-functional business requirements and specification documents; obtain business signoff.  The requirements should cover front-to-back flow, not just in the context of one system.
  • Own the development and documentation of test case scenarios, UAT plan, and UAT execution.
  • Ensure the requirements and test cases are reflected in MQC.
  • Understand and document any legal issues associated with requirements and obtain signoff from the Legal & Compliance group.
  • Provide timely feedback on issues, risks, and status of all tasks assigned to Project Managers.
  • Ensure that developed applications meet specifications prior to implementation.

 
 
Skills Required:
 

  • Familiar with regulatory requirements for: Rule92, RegNMS (Order Protection and ShortSell rules),  MOC/LOC, ACT, OATS, OTS, Bluesheets
  • Deep understanding of business flows and business vision/goals
  • Understanding of trade lifecycle.
  • Understanding of existing systems functionality
  • Understanding our technology environment and architectural vision
  • Ability to distill business requirements to succinct business rules definition, reports and access methods
  • Understanding of development lifecycle and methodologies
  • Test planning and coordination skills
  • Test preparation and validation
  • Superior verbal and written communication skills
  • Analytical and problem solving skills
  • Documentation and documentation management
  • Data, flow, business and relationship modeling skills
  • Able to facilitate meetings with key stakeholders: Compliance, IT, Traders, COO's

 
Please send resumes today since the manager wants to move quickly to secure a qualified BA. 
 



Please only respond if you are actively looking and available for some new work.  Again, please respond with your word resume and the best number to contact you. 

Note that this is one of many opportunities we have available.

I look forward to hearing from you

ElizabethKurian
Software Guidance & Assistance
elizabeth@sgainc. com



MIS Ntwk Assoc Mtg Dates:
Mar 30th - Tues - Bring 20 copies of your resume - 6 pm - Carnevale Center 10 Lenox Ave Pompton Lakes 07442 Rm 9 - plan to have dinner with us afterwards
April 6th - Tues - Dinner Mtg - Holiday Inn Totowa - Linda Trignano - Managing The First Impression
May 4th - Tues - Dinner Mtg - Holiday Inn Totowa - Ed Steinberg - LinkedIn

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