[itroundtable] LEADS: Compliance Cnsltnts - NC - to 62/hr

 

Compliance Consultants - (US-NC-Charlotte) Compensation: $60.00 - $62.00 / Hour Minimum Education: Bachelors Job Type: Full Time Jobcode: RAW3462851JA Supports the Interest Rates Risk Management (IRRM) businesses, which include Derivatives Sales & Trading, Treasury Sales & Trading and Agency Trading. The position may provide some support for Asset-Backed Finance and Principal Investing, if needed.  Basic Qualifications  6+ years compliance experience.  Minimum Qualifications  6+ years experience working in a capital markets and/or derivatives environment.  2+ years compliance experience supporting futures or listed options.  Direct compliance experience is desired; however, experience or expertise in allied fields, such as legal, finance, operations or audit will be considered.  Knowledge of FINRA, NFA, CFTC and applicable rules.  Demonstrated research skills and oral and written communication skills.  Ability to meet deadlines and work under pressure in a fast paced environment.  Ability to work well in a team-oriented environment.  Ability to demonstrate strong documentation, organization and time management skills.  Ability to prioritize and escalate issues appropriately.  Ability to work a flexible schedule given the needs of the business and possess excellent interpersonal and professional skills.  Preferred Skills  Four year college degree.  Knowledge of SEC, FRB, OCC rules  Hold Series 3, 7, 63 and 24 or obtain within one year  Please quote your best rate and email a resume in Word that makes it obvious how you match the specification  Email resume in Word to TheBigGameHunter@cisny.com. Please include the job code for the position with your resume.  NO RELOCATION. NO VISA TRANSFERS. NO OVERSEAS RESUMES. NO 3RD PARTIES.  MIS Ntwk Assoc Mtg Dates: July 26th - Tues Reg Mtg - 6 pm - Berman Larson Kane Offices, Paramus - DO NOT use GPS for directions - Get dir from BLK site - Bring 15 copies of your resume Aug 30 - Tues - No Meeting Labor Day Holiday Sept 6 - Tues - No Meeting Labor Day Holiday

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