Job Description A major Foreign Bank Holding Company is looking for a Compliance Manager in their New York office.
Main Function
Own Equities IT's relationship with all regulatory and compliance personnel within the firm.
Program manage full delivery lifecycle of compliance and regulatory inititatives.
Actively participate in industry working groups (ie. SIFMA, FINRA) related to implementing technology solutions For regulatory changes.
Manage IT strategy around 2010 regulatory review process that is currently ongoing.
Manage priorities of compliance virtual business analysis/developmen
Architect and deliver regulatory/complian
Skills Required 15+ years experience in Securities Trading and Technology roles at bulge bracket sell broker dealers.
Intimate knowledge of US equities regulatory and compliance landscape.
Experience program managing regulatory change projects with heavy technology impactr.
Experience facing off to regulatory and industry groups to represent firm policies/procedures and platforms.
Strong program management track record related to regulatory initiatives.
Delivery on high pressure projects where firms reputation and fines are dependent on timely completion.
Salary Range This is a permanent position for a Vice President and the salary is based on experience.
How to Apply Contact Tony Savoca at Momentum Resource Solutions at asavoca@momentumrs.
Tony Savoca Vice President Director of Financial Services Momentum Resource Solutions 1090 King Georges Post Road Edison, NJ 08837 732-738-4700 |
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